July 1997
Inner
Guru
Swami Niranjanananda Saraswati
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Yoga Psychology: A Re-emerging Field
Sannyasi Yogasindhu
(Dr.L.I.Bhushan, Professor & Head,
Dept. of Psychology,T.M. Bhagalpur University,
Bhagalpur, and Visiting Professor of Yoga Psychology,
Bihar Yoga Bharati, Munger)
Abstract: The paper describes the field of yoga psychology both as a
basic and applied science. It highlights the concepts and principles of
yoga psychology based primarily on Patanjali's Yoga Sutras to demonstrate
how the field presents a synthesis of the disciplines of yoga and psychology.
It explains the psychotherapeutic, preventive and promotive aspects of
yoga psychology with the ultimate aim of harmonizing human personality
and transcending the self and consciousness. Referring to the cognitive
models of chittavrittis, kleshas and to the salient features of the yogic
method of looking within, the author has discussed the use of yogic techniques
in the psychological well-being of mankind, and has called for more empirical
studies on their applications in different fields with specific purposes.
Introduction
As a field of teaching and research, yoga psychology has a recent beginning.
Institutes and universities offering formal courses in the subject are
very few. But its subject matter, principles and techniques are a matter
of the ancient past glory of Indian society. Yoga is referred to in the
Rig Veda and particularly in the Atharva Veda where there is an elaborate
discussion of the individual's psyche and well-being. However, the
most systematic presentation on yoga was made by Patanjali in his Yoga
Sutras which, although a matter of controversy, may go back as far as
22 centuries ago.
The principles and methods of yoga described in the ancient Indian scriptures
remained neglected for a long time because they were written in different
Sanskrit slokas, and also because they were considered to be religious,
philosophical and mystic. However, from the beginning of the 20th century,
good translations and commentaries of the yogic literature were made available
by Indian seers and scholars in different modern languages. The medical
scientists and therapists of other fields, including psychology, began
verifying yogic principles and using its techniques for promoting health
and human adjustment. The practices of yoga, particularly raja yoga and
hatha yoga, have withstood scientific tests and they have been found useful
in curing many of the so-called incurable diseases.
However, the world of science has to acknowledge and appreciate that
yoga is basically a science of mind. Even certain steps of raja yoga such
as asana and pranayama are not just physical and physiological exercises.
The eight steps of raja yoga present a balanced combination of the physiological
yoga of vitality with the psychic yoga of meditation, and the real experience
starts from the practice of pratyahara. Yoga has been rightly defined
by Swami Satyananda Saraswati (1980) as a complete science of consciousness.
It provides mastery over all stages of consciousness. So, most of
the yogic sadhanas aim to tune and control the mind. Other yoga practices
and steps are a preparation for the same.
Thus yoga has a close link with psychology. We know that earlier modern
psychology was also defined as the study of the soul or mind which was
later on spelled out in operational terms like conscious experience, behaviour
and human adjustment. Yoga psychology presents a synthesis of the two
disciplines of yoga and psychology. Precisely speaking, it deals with
yogic concepts, principles and techniques of psychological relevance.
They need re-examination in the light of available findings and models.
It is amazing to note that many of the concepts which were brought to
light in psychology in the 20th century were well-conceived and explained
in the ancient literature of yoga psychology. In certain cases modern
psychology has yet to match the progress made in the field of yoga psychology.
In order to understand the scientific foundation of yoga psychology,
it would be proper to discuss its relevance for modern men, women and
society. I would like to discuss this under two broad headings:
A. Yoga psychology as a basic science
B. Yoga psychology as an applied science.
A. Yoga psychology as a basic science
Yoga psychology is both a positive and a normative science. As such it
not only analyzes human personality and its growth, but sets normative
ideals and prescribes techniques to achieve such objectives. Expansion
of consciousness and making oneself the master of one's mind are
the broad objectives of yoga psychology.
The topographical aspect of mind as described by Freud, towards the end
of the 19th century, in terms of conscious, subconscious and unconscious
levels, was well-conceived in yogic literature thousands of years ago.
It also emphasized that the vast area of our mind was unknown and dormant,
which was called the level of nidra or sushupti (deep sleep). Going a
step ahead, yoga accepts the fourth level turiya, i.e., transcended
consciousness or the superconscious mind. When the mind reaches such a
height of sadhana, cognitions do not remain dependent upon the senses,
the individuality is transcended, and the mind acquires equanimity. This
is called awakening of the superconscious mind.
The psychodynamic aspect of the mind has been described in terms of the
id, ego and the superego. Psychoanalysis emphasizes that in order to live
a normal life, an optimum strength of ego is a must to counterbalance
the forces of the id, ego and superego. It underlines that too strong
an id makes a person impulsive and sociopathic, and that too strong a
superego makes him mentally ill. But what happens when the ego becomes
very strong and dominant? According to yoga psychology, in such a condition
the individual becomes egoistic and develops ahamkara (pride) which is
the root cause of all psychosomatic problems.
This brings to the forefront the concept of the evolution of the mind
as conceived in yoga psychology. Consciousness has a wider connotation
in yoga. It may be sensorial, intellectual or psychic. Sensorial consciousness
is based on sense experiences, whereas the intellectual consciousness
is based on cues and their interpretation through the intellect. On the
other hand, the psychic consciousness refers to the extrasensorial awareness
and parapsychological experiences. Yoga presents vivid and sound meditation
procedures for the attainment of this psychic consciousness or superconscious
mind through the awakening of kundalini. The awakening of kundalini takes
place through gradual activation of the seven chakras (psychic centres).
They are mooladhara, swadhisthana, manipura, anahata, vishuddhi, ajna
and sahasrara. The literature prescribes the conditions, precautions and
methods of sadhana for stimulating the chakras and awakening the kundalini.
Awakening of the dormant 90% of the mind and union of the kundalini shakti
awakened in mooladhara with the pure consciousness of sahasrara is called
self-realization. This evolution of mind through yogic sadhana is a gradual
process. It brings balance and harmony in the personality and makes life
blissful.
It is only recently that there has been a global interest in the quality
of human life and psychological well-being. Psychological well-being has
been conceived of by the psychologists in terms of happiness and satisfaction
or gratification subjectively experienced by the individuals (Okun &
Stock, 1987). This affective reaction of satisfaction need not be positively
related to the objective conditions of life. One may be dissatisfied with
life inspite of having plenty of material and family richness (Lawton,
1983). The psychological or subjective well-being is more a question of
our own attitude and approach to life situations and events. Freedman
(1978) has shown that cognitive processes such as aspiration, social comparison
and adaptation level have much to do with it.
Long ago yoga psychology emphasized the role of positive cognition, thinking
and approach for achieving pleasure and satisfaction in life. Yogic practices
reduce negative thinking and negative emotion. Bhakti yoga and Ishwarapranidhana
of raja yoga provide the useful techniques of dedication to God and offering
prayers with a feeling to help build positive attitudes and self-confidence.
The practices of shiva bhavana and maitri bhavana as described in Yoga
Vashishtha are good techniques for combatting stress, anxiety, apprehension
and hostility. Their psychotherapeutic significance has been established
by a number of studies conducted earlier in Kashi Manovigyanshala at Varanasi.
The SWAN model presented by Paramahamsa Niranjanananda is a good cognitive
technique of self-appraisal. The four letters of SWAN refer to the Strengths,
Weaknesses, Ambitions and Needs of individuals. They provide objective
criteria of self-appraisal and parameters to evaluate progress in self-awareness
and satisfaction.
The modern cognitive approach to life was well understood in yoga psychology.
In the second sloka of his Yoga Sutras Patanjali defined yoga as control
of the chittavrittis (modifications of mind). He mentioned the following
five vrittis or cognitive modifications of mind. They are:
(i) Pramana proof or valid cognition,
(ii) Viparyaya illusion or invalid cognition,
(iii) Vikalpa objectless verbal cognition,
(iv) Nidra sleep or absence of all distinct cognitions, and
(v) Smriti memory or recollection of past cognitions.
These vrittis, when related to narrow worldly gains and losses, become
sources of affliction or pain and are called klista vrittis. But they
can be transformed into aklista vrittis by making them positively and
spiritually oriented. Patanjali has mentioned two broad methods of controlling
the vrittis. They are (i) abhyasa (practice) of meditation and other yogic
practices and (ii) vairagya (detachment).
The cognitive mental modifications of klista nature lead to pain and
misery. Yoga psychology has enumerated five such basic distresses known
as pancha kleshas. They are (i) avidya (ignorance or nescience), (ii)
asmita (egoism), (iii) raga (attachment), (iv) dwesha (hatred) and (v)
abhinivesha (fear of death). Patanjali has given an elaborate description
of these kleshas and has underlined that avidya or false notion lies at
the root of all other distresses. Avidya does not mean absence of knowledge,
rather it means looking for wrong actions and ideas, which ultimately
gives pain.
These kleshas give rise to various psychological and psychosomatic problems.
Yoga psychology explains them and their management on the basis of the
attachment-detachment model of mental health. Asakti (attachment) and
vairagya (detachment) are the two extreme points on the same scale of
a continuum with anasakti (non-attachment) being in between the two. Asakti
means attachment with worldly affairs and things. Literally, it means
narrowing the area of consciousness. This leads to raga, dwesha and ahamkara
which manifest as insecurity, possessiveness, aggression, anxiety, depression
and other mental and psychosomatic problems. Vairagya is the height of
the nivritti way of life which is too difficult to be achieved by normal
householders. It is the ideal mode of life set by the saints and rishis.
Yoga psychology prescribes anasakti as the middle path to enjoy lasting
happiness and peace without being involved and disturbed by asakti. An
elaborate description of the asakti-anasakti model of mental health has
been presented by Bhushan (1994).
As regards methods of study, looking within is the primary method of
understanding yogic experiences. This is different from the ordinary method
of introspection used in psychology. Visualization, awareness and witnessing
the images in a neutral manner with drashta bhava are the keys of yogic
meditation and sadhana.
The principle of homeostasis or balance is central in yoga psychology.
It holds that any sort of imbalance in the physical, psychological or
pranic system creates problems and disorders and the cure lies in rebalancing
it. Another scientifically sound concept is acceptance of individual differences.
Yoga psychology presents a clear description of different types of human
personality and prescribes different yogic practices for them. The most
important one is based on the three gunas of sattwa, rajas and tamas.
These gunas are largely acquired and so through them a desired transformation
in attitude and personality is possible by yogic practices.
B. Yoga psychology as an applied science
The relevance of an academic discipline lies in its utility and application
in finding solutions to the problems facing the individual and society.
From this viewpoint, yoga psychology has special significance. Some of
the issues and areas in which it has important applications are mentioned
below.
1. Promoting health
Yoga believes in total health. But it does hold that health has three
integrated aspects, i.e., physical, psychological and spiritual. We
cannot think of good health by taking care of one aspect and ignoring
the other ones. The fact is that if we ignore the mental or the spiritual
aspects, physically also we cannot remain healthy. Each aspect of health
influences the other. Total good health means physical fitness, mental
ability and spiritual verve. Yoga stands for both physical and mental
well-being and higher spiritual attainments. Thus it presents a wider
spectrum than the modern viewpoint of psychosomatics. Good illustrative
books are now available which discuss in detail the possible effects
of yogic asanas, pranayamas, pratyahara and meditation techniques on
the body, mind and expansion of consciousness (e.g. Swami Niranjanananda
Saraswati, 1993; Swami Satyananda Saraswati, 1996; Motoyama, 1979).
Tracing the link between yoga and oriental medicine has concluded that
yoga is based on the holistic knowledge of different aspects of a person's
being.
A good number of studies have established the beneficial effects of
meditation and other yogic practices in managing anxiety (Jangid et
al, 1988; Sharma & Agnihotri, 1982), depression and other types
of neurotic disorders (Jaug, 1975; Nagarathna & Nagendra, 1980).
They have been found equally useful in treating stress-related psychosomatic
disorders like diabetes (Divekar, 1982), tension headache (Sethi et
al, 1981), hypertension and schemic heart (Swami Karmananda Saraswati,
1982; Ornish, 1990). Studies have been conducted to examine the effects
of yogic practices on neural functioning, including the ANS and brain
waves (Ramamurthi, 1977; Varma, 1979). However, more well-designed experimental
research is needed to examine the physiological basis of the different
yogic techniques. Similarly, the psychotherapeutic use and rationale
for the effects of specific asanas, pranayamas and meditation techniques,
like antar mouna, ajapa japa, chidakash dharana, etc. needs to be confirmed
through planned experimental studies. There is also the need to review
and integrate the findings of research conducted at a large number of
centres in different places.
According to yogic theory, diseases develop because of imbalance in
the psychosomatic and pranic systems. The yogic practices restore the
balance and remove the toxins from the nadis and the body systems. The
same practices help build a defence against disease and promote healthy
living. The practice of hatha yoga has special cleansing and balancing
effects on body and mind.
2. Developing positive attitudes and feelings
Everyone wants to be happy and to enjoy life, but because of our faulty
approach and negative feelings we often carry fear, apprehension and
suffer agony in life. Verma (1988) has proposed a dual factor theory
of mental health according to which the factors or conditions contributing
to positive and negative mental health are different. As such, the absence
of certain factors contributing to negative set and health does not
lead to positive mental health. Yogic practices help develop psychological
well-being by providing the insight to perceive positive aspects in
individuals and events, thereby developing positive affect, pleasure
and satisfaction. Understanding and practising the principles of karma
yoga reduces the magnitude of expectation and consequential frustration.
A study conducted recently under the guidance of Swami Niranjanananda
Saraswati (1996) by the extension wing of Bihar Yoga Bharati, Munger,
on a total of 1140 prisoners of 24 jails in Bihar is worth mentioning
here. Yoga training was provided to the convicts in three spells, each
of 15 days duration. Pre and post comparison of data indicated that
the prisoners who participated in all three programs reported as physically
fitter and mentally happier. There was a substantial reduction in their
negative emotions such as anger, anxiety and depression, as well as
in interpersonal conflicts. Better sleep and mental peace were also
reported. Ninety-six prisoners who were addicted to tobacco and smoking
bidis took a sankalpa (resolve) to give up the habit, and surrendered
their tobacco, bidis, etc. to the yoga teacher. To what extent the psychological
and behavioural modifications are sustained is the subject of a follow
up study which the Institute is carrying out. Encouraged by the results
of the yoga training, the Government of Bihar has taken a policy decision
to introduce yoga training in all the 82 jails of Bihar on a regular
basis. With this objective, 136 life convicts, selected on the basis
of their yogic skills and aptitude, have been given Yoga Teachers Training
Courses by qualified sannyasins of Bihar School of Yoga, so that they
may now act as yoga teachers to provide yoga training in the jails on
a regular basis.
3. Improving concentration, abilities and skills
Most of our problems in life are on account of cortical excitations,
and the flickering and fluctuating nature of the mind. Selected yogic
practices enhance the mental alertness, creative ability and learning
capacity of individuals (Swami Muktananda Saraswati, 1982). This has
received support from the recent findings of a research report undertaken
on young scientists by Shelvamurthy (1996). The results indicate that,
compared to the control group, the experimental group of young scientists
who were given yoga practices performed better in concentration, memory,
cognitive management of situations, stress management, coping with hot
and cold conditions, etc. Such findings provide a basis for the introduction
of yogic practices in different training programs. The initiative taken
by the Central Government and many State Governments to introduce yogic
training for school students is in the right direction.
4. Promoting a congenial organizational climate and work proficiency
Recent experience of introducing yogic practices in management programs
shows that it may serve as a good relief in reducing organizational
stress and in promoting a congenial work climate. The practice of yoga
nidra, certain selected asanas, pranayamas and meditations are useful
to relax and quieten the mind (Bhole, 1981; Datey, 1978; Singh et al,
1978). They can be conveniently introduced in an organizational setup
to promote alertness, congenial feelings, job satisfaction and work
proficiency.
5. Combatting social problems
Certain studies like that of Kaul (1993) have shown that selected yogic
practices are beneficial in managing drug addiction and alcoholism.
Similarly, violence, group conflicts and prejudices prevail in society
mostly on account of ego problems and emotional instability. As stated
earlier, since the yogic practices are capable of reducing aggression
and negative feelings, and are helpful in quietening the mind, they
serve as important tools to combat many problems. The experience of
conducting yoga programs in jails (referred to above) provides convincing
data on positive transformations in feelings, attitudes and expectations
of the convicts in the jails and improvement in their interpersonal
relationships. The principles of yoga psychology can, therefore, be
used as corrective measures for promoting desirable social behaviour
and minimizing many social problems based on distrust and hatred. The
yogic literature says that a predominance of tamas, which often creates
social problems, is minimized and transformed into rajas or sattwa dominance
by yogic practices. This theoretical assertion needs more experimental
verification and proper application.
6. Promoting the self
Yoga is not only a curative and preventive measure for diseases and
social maladies, but also a promotive science of the human personality.
The practice of meditational techniques brings a qualitative change
in human personality and they are capable of taking the self to a higher
level. Expansion of consciousness, development of extrasensorial capabilities
and samabhava, coupled with feelings of non-attachment are some of the
characteristic features of a realized person. The self at this level
of psychic development is called 'sarveshwar'. This is a blissful
life in which individuality is transcended and the mind acquires complete
equanimity.
Conclusion
In short, yoga psychology has important applications in managing psychological,
psychosomatic and social problems as well as in promoting and transcending
the self. It provides theoretical models and practical tools and techniques
for their verification. However, many of the observational and theoretical
assertions need experimental verification and re-interpretation in a changed
context. Selection of yogic techniques for different purposes and individuals
is a difficult task. It demands a long-term, detailed plan by devoted
individuals and institutions. The cooperation of all those psychologists
having an interest in the area is solicited.
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